Issued to:
Case Pearlman Retirement Plan Advisors, LLC
1240 Carissa Commerce Court, Suite 104, Fort Myers, FL, 33966, United States
which has demonstrated its conformity to all Practices for:
Investment Advisor Certification
Click to view practices
for the following Program:
Investment fiduciary services for retirement plan clients serving as an ERISA 3(21) investment advisor and/or an ERISA 3(38) Investment Manager.
Date of Current Registration: 2019.04.02
Date of Initial Registration: 2014.04.02
CEFEX file: CFX10247

On behalf of the CEFEX Registration Committee

David Vriesenga
Chief Rating Officer