Issued to:
Smart Investor
2130 Professional Drive, Suite 190, Roseville, CA, 95661, United States
which has demonstrated its conformity to all Practices for:
Investment Advisor Certification
Click to view practices
for the following Program:
Investment Advisory Services for: ERISA Defined Benefit and Defined Contribution Plans, including discretionary advisory services within the ERISA 3(38) and Fiduciary Adviser (PPA) safe harbors, Tribal Governments, Not-for-Profit Retirement Plans including 403b and 457 Plans, Private Clients including High Net Worth Individuals, Trusts and Businesses Foundations, Endowments and Charitable Remainder Trusts.
Date of Current Registration: 2021.04.10
Date of Initial Registration: 2013.10.10
CEFEX file: CFX10245

On behalf of the CEFEX Registration Committee

David Vriesenga
Chief Rating Officer