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Issued to:
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Smart Investor
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which has demonstrated its conformity to all Practices for:
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Investment Advisor Certification
Click to view practices
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for the following Program:
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Investment Advisory Services for: ERISA Defined Benefit and Defined Contribution Plans, including discretionary advisory services within the ERISA 3(38) and Fiduciary Adviser (PPA) safe harbors, Tribal Governments, Not-for-Profit Retirement Plans including 403b and 457 Plans, Private Clients including High Net Worth Individuals, Trusts and Businesses
Foundations, Endowments and Charitable Remainder Trusts.
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Date of Current Registration:
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2021.02.10
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Date of Initial Registration:
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2013.10.10
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CEFEX file:
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CFX10245
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On behalf of the CEFEX Registration Committee
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David Vriesenga
Chief Rating Officer
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