Issued to:
401(k) Prosperity a division of Planned Financial Services
7000 Fitzwater Road , Suite 300, Cleveland, OH, 44141, United States
which has demonstrated its conformity to all Practices for:
Investment Advisor Certification
Click to view practices
for the following Program:
Retirement plan services including 401(k)/profit sharing and cash balance plans as an Investment Advisor Representative within the LPL RPCP program
Date of Current Registration: 2022.10.05
Date of Initial Registration: 2018.10.05
CEFEX file: CFX10581

On behalf of the CEFEX Registration Committee

David Vriesenga
Chief Rating Officer