Issued to:

Private Advisor Group

65 Madison Ave.
Suite 300

Morristown, NJ

United States

which has demonstrated its conformity to the prudent practices for:

Investment Support Services
Click to view practices

Scope Summary
Role of registered investment advisor in supporting and overseeing the investment advisory activities of Investment Advisor Representatives in relation to retirement plan clients and individual clients served with the PAG Investment Advisory Agreements.
(Click to view full scope)

Date of Current Registration: 2021.06.29
Date of Initial Registration: 2015.06.29
CEFEX file: CFX10364

On behalf of the CEFEX Registration Committee

David Vriesenga
Chief Rating Officer