Issued to:
Private Advisor Group
65 Madison Ave.
Suite 300
Morristown, NJ
07960
United States
which has demonstrated its conformity to the prudent practices for:
Investment Support Services
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Scope Summary
Role as a registered investment advisor in supporting and overseeing the investment advisory activities of their independent Investment Advisor Representatives (IAR's) in relation to retirement plan clients, and providing advisory agreements for their use, required insurance and bonding and oversight.
(Click to view full scope)
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Date of Current Registration:
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2023.06.29
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Date of Initial Registration:
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2015.06.29
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CEFEX file:
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CFX10364
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On behalf of the CEFEX Registration Committee
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David Vriesenga
Chief Rating Officer
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