Issued to:
Private Advisor Group
65 Madison Ave.
Suite 300
Morristown, NJ
07960
United States
which has demonstrated its conformity to the prudent practices for:
Investment Support Services
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Scope Summary
Role of registered investment advisor in supporting and overseeing the investment advisory activities of Investment Advisor Representatives in relation to retirement plan clients and individual clients served with the PAG Investment Advisory Agreements.
(Click to view full scope)
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Date of Current Registration:
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2019.06.29
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Date of Initial Registration:
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2015.06.29
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CEFEX file:
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CFX10364
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On behalf of the CEFEX Registration Committee
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David Vriesenga
Chief Rating Officer
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