CEFEX-certified Investment Advisory firms are eligible to receive benefits like increased coverage and/or discounts on professional liability insurance. The certification acts as evidence that your firm is a lower risk for insurance carriers.
See Program Summary from Lockton Affinity.
See Program Summary from Calsurance.
If you have a complaint about a CEFEX-certified Investment Advisory firm, please click here to download our complaint procedure.
CEFEX, Centre for Fiduciary Excellence
2 Chatham Center
Pittsburgh, PA 15219