|
2015.09.16
|
TEST TITLE - CEFEX
CEFEX brings practice management research to advisory firms
CEFEX is enhancing its fiduciary assessment program to include the Practice Management Benchmark survey and summary report by Ann Schleck & Company.
During the annual CEFEX assessment, advisory firms now have the option to complete a survey on operational matters such as human resources, sales & marketing, client management and fees. Participating firms will receive the most recent Practice Management Benchmark Summary Report which is essential for benchmarking their operations.
See announcement
|
|
2014.12.15
|
TEST TITLE - CEFEX
Tibble Vs. Edison Amicus Brief Filed
CEFEX Analyst Firm Cambridge Fiduciary Services files an amicus brief with the U.S. Supreme Court regarding the use of retail cost mutual funds when lower cost institutional class funds are available.
See brief
|
|
2014.05.20
|
TEST TITLE - CEFEX
CEFEX adds data security requirements into certification
CEFEX has expanded its assessment guidelines to include more data security questions, reflecting the heightened sensitivity to this issue and the ever increasing risk of data security breaches. We know that CEFEX-certified firms strive to implement the industry's best practices when it comes to protecting investor information.
See Release
|
|
2014.03.17
|
TEST TITLE - CEFEX
fi360 and CEFEX provide comments to SEC Strategic Plan
fi360 and CEFEX propose the introduciton of third party audits to help the SEC address the growing challenges of regulating the investment advisor industry.
View the letter
|
|
2014.03.07
|
TEST TITLE - CEFEX
CEFEX Gaining Adoption
CEFEX designations are gaining more widespread adoption, and some say that working with an adviser with the designation could benefit plan sponsors.
View the article at PlanSponsor
|
|
2013.11.15
|
TEST TITLE - CEFEX
Fee Disclosure website launched
CEFEX Investment Advisor Gordon Asset Management (GAM) has launched a website dedicated to helping plan sponsors fulfill their fiduciary obligations. GAM has CEFEX Analysts on staff who conduct Service Provider Disclosure Reviews for plan sponsors.
Visit website
|
|
2013.11.01
|
TEST TITLE - CEFEX
Colonial Surety now offers discounted insurance program
Colonial Surety of Montvale, NJ now offers special rates on Errors & Omissions insurance to recordkeepers and TPAs certified in the ASPPA Retirement Plan Service Provider certification program by CEFEX.
See the Release
|
