The CEFEX Recordkeeper SAFE15 is derived from the CEFEX/ASPPA Standard of Practice for Retirement Plan
It is intended to give a recordkeeper a preliminary indication of his/her firm’s adherence to the standard.
The 15 Yes/No questions have been selected from the practices contained in the standard, which is the basis for CEFEX recordkeeper certification assessments.
Upon completing the SAFE15 questionnaire, a SAFE15 report will be generated,
allowing the recordkeeper to quickly assess adherence to the standard of care. It can also be a useful guide when assessing readiness for a CEFEX certification.
The CEFEX Certification Mark for Recordkeepers
The SAFE15 questionnaire takes about 10 minutes to complete and a report summarizing your responses will be shown after clicking ‘Finish’.
Questions? Contact Fi360sales@broadridge.com or call 866-390-5080.