Recordkeeper SAFE15

The CEFEX Recordkeeper SAFE15 is derived from the CEFEX/ASPPA Standard of Practice for Retirement Plan Service Providers. It is intended to give a recordkeeper a preliminary indication of his/her firm’s adherence to the standard.

The 15 Yes/No questions have been selected from the practices contained in the standard, which is the basis for CEFEX recordkeeper certification assessments. Upon completing the SAFE15 questionnaire, a SAFE15 report will be generated, allowing the recordkeeper to quickly assess adherence to the standard of care. It can also be a useful guide when assessing readiness for a CEFEX certification.

The CEFEX Certification Mark for Recordkeepers

The SAFE15 questionnaire takes about 10 minutes to complete and a report summarizing your responses will be shown after clicking ‘Finish’.

Questions? Contact or call 866-390-5080.